The Compliance team provides an essential service to Appleby by advising the firm and monitoring firm activities to enable it to comply with the relevant laws, codes, regulations and internal policies.
The Compliance team is required to work with the firm to identify and manage its risk exposure by ensuring that the systems and controls which exist are effective and relevant in order to protect the firm from both internal and external risk factors, whilst encouraging a culture of compliance and ethical standards.
The Guernsey based Senior Compliance Officer provides support to the firm by conducting the allocated responsibilities in an accurate and timely manner. Aspects of this role involve completing the duties and responsibilities for the Guernsey office whilst being available to provide additional support to other Appleby offices as necessary. Additionally, as a senior member of the team, the Senior Compliance Officer is responsible for developing and supporting new and less experienced team members around the group by providing guidance, training and coaching.