Purpose

The Compliance team provides an essential service to Appleby by providing an advisory service to firm personnel and by monitoring firm activities to enable it to comply with the relevant laws, regulations and internal policies. The Compliance team is required to work with the firm to identify and manage its risk exposure by ensuring that the systems and controls which exist are effective and relevant in order to protect the firm from both internal and external risk factors, whilst encouraging a culture of compliance and ethical standards.

The purpose of the Compliance Officer role is to provide support to the MLRO/Head of Compliance and firm by conducting the allocated responsibilities in an accurate and timely manner. The role will involve completing duties for the Isle of Man office, with occasional support for the other Crown Dependencies and the Group as needed.