Purpose
The Compliance team provides an essential service to Appleby Global Services by providing an advisory service to firm personnel and by monitoring firm activities to enable it to comply with the relevant laws,
regulations and internal policies.
The Compliance team is required to work with the firm to identify and manage its risk exposure by ensuring that the systems and controls which exist are effective and relevant in order to protect the firm from both internal and external risk factors, whilst encouraging a culture of compliance and ethical standards.
The role will involve completing duties for Hong Kong and Cayman offices as required.