The Compliance team provides an essential service to Appleby by providing an advisory service to firm personnel and by monitoring firm activities to enable it to comply with the relevant laws, regulations and internal policies.
The Compliance team is required to work with the firm to identify and manage its risk exposure by ensuring that the systems and controls which exist are effective and relevant in order to protect the firm from both internal and external risk factors, whilst encouraging a culture of compliance and ethical standards.
Please complete the following form to apply for the Compliance Coordinator role in Hong Kong. We appreciate that much of this information will already be in your Resumé / CV, but we are asking you to enter this information again as it will be fed automatically into systems that manage both our recruitment workflows and automated onboarding processes.
We are grateful for your help with this.